DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

I••••••••• R•••••• A••••

E•••• S••••••••• L••BD affiliatedNew York, Nydual registrantIAPD 5866390

Feed of 09/14/2026

Also filed as Inez Justine Refugio Aznar

At current firm

3 y

since Nov 9, 2022

In the industry

15 y

since Apr 7, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Nov 9, 2022 · New York, Ny
S•••••••• S••••••••• BD affiliated
Sep 14, 2021 to Aug 17, 2022 · Brooklyn, Ny
J••• M••••• S••••••••• L•• wirehouse
Mar 8, 2018 to Sep 4, 2021 · Brooklyn, Ny
C•••••• O•• A•••••••• L•• former
Jun 18, 2015 to Mar 7, 2018 · Brooklyn, Ny
J••• M••••• S••••••••• L•• wirehouse
May 15, 2014 to Jun 23, 2015 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 13, 2011 to May 1, 2014 · San Anselmo, Ca
M••••• S•••••• wirehouse
Apr 8, 2011 to Aug 15, 2011 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to E•••• S••••••••• L••
left Aug 17, 2022, registered Nov 9, 2022 (84 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to S•••••••• S•••••••••
left Sep 4, 2021, registered Sep 14, 2021 (10 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• O•• A•••••••• L•• to J••• M••••• S••••••••• L••
left Mar 7, 2018, registered Mar 8, 2018 (1 days) · Other · moved with a team
J••• M••••• S••••••••• L•• to C•••••• O•• A•••••••• L••
left Jun 23, 2015, registered Jun 18, 2015 (-5 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left May 1, 2014, registered May 15, 2014 (14 days) · Wirehouse to wirehouse
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 15, 2011, registered Sep 13, 2011 (29 days) · Wirehouse to wirehouse

Signals

I••••••••• R•••••• A•••• left S•••••••• S••••••••• for E•••• S••••••••• L•• (registered 2022-11-09)
Aug 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address