DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• W•••••• R••• D•••••••

M••• C••••••independent RIAAnnapolis, Md IA-onlyIAPD 5873111

Feed of 09/14/2026

Also filed as R••• D•••••••

At current firm

0 y

since Aug 27, 2026

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••• C•••••• independent RIA current
since Aug 27, 2026 · Land O Lakes, Fl
T••••• W•••••• L••••• independent RIA
Dec 2, 2022 to Apr 21, 2026 · Scottsdale, Az
F••••• I••••••••• independent RIA
Sep 17, 2021 to Nov 1, 2022 · Plano, Tx
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Apr 18, 2019 to Oct 28, 2019 · Columbus, Oh
N••••••••• S••••••••• L•• no RAUM
Aug 14, 2015 to May 9, 2017 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

T••••• W•••••• L••••• to M••• C••••••
left Apr 21, 2026, registered Aug 27, 2026 (128 days) · RIA to RIA
F••••• I••••••••• to T••••• W•••••• L•••••
left Nov 1, 2022, registered Dec 2, 2022 (31 days) · RIA to RIA
N••••••••• I••••••••• A•••••••• L•• to F••••• I•••••••••
left Oct 28, 2019, registered Sep 17, 2021 (690 days) · Affiliated broker-dealer or bank to independent RIA
N••••••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left May 9, 2017, registered Apr 18, 2019 (709 days) · Other

Signals

K•••• W•••••• R••• D••••••• left T••••• W•••••• L••••• for M••• C•••••• (registered 2026-08-27)
Apr 21, 2026 · Advisor changed firm · fact
K•••• W•••••• R••• D••••••• left F••••• I••••••••• for T••••• W•••••• L••••• (registered 2022-12-02)
Nov 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address