RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• A••••• E••••••
- C••••••• institutional currentsince Mar 9, 2022 · San Antonio, Tx
- S•••••••• A•••••••• L•• BD affiliatedAug 26, 2021 to Feb 7, 2022 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to Jul 3, 2019 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerNov 28, 2014 to Jan 8, 2018 · San Antonio, Tx
- S•••••••• A•••••••• L•• to C•••••••left Feb 7, 2022, registered Mar 9, 2022 (30 days) · Other
- U••• I••••••••• S••••••• C•••••• to S•••••••• A•••••••• L••left Jul 3, 2019, registered Aug 26, 2021 (785 days) · Affiliated broker-dealer or bank to another
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- R••• A••••• E•••••• left S•••••••• A•••••••• L•• for Captrust (registered 2022-03-09)Feb 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address