R••••••• R••••• B••••

A••••• A•• P••••••• S•••••••BD affiliatedBirmingham, Al dual registrantIAPD 5891366

Feed of 09/15/2026

Also filed as R••••••• L••••••• R••••••••• R••••• B••••••••• R• B••••••••• L••••••• R••••••••• L••••••• R•••••••••

At current firm

3 y

since Mar 10, 2023

In the industry

15 y

since Apr 12, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Mar 10, 2023 · Birmingham, Al
E•••••• A••••••• G••••• L•• BD affiliated
Aug 4, 2017 to Feb 15, 2023 · Millington, Tn
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 24, 2015 to Jun 19, 2017 · Collierville, Tn
W•••• F•••• A••••••• wirehouse
Dec 17, 2013 to Apr 9, 2015 · Memphis, Tn
V•••• F•••••••• A•••••••• I••• BD affiliated
Sep 6, 2012 to Nov 21, 2013 · Brentwood, Tn
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 15, 2011 to Sep 5, 2012 · Memphis, Tn

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to A••••• A•• P••••••• S•••••••
left Feb 15, 2023, registered Mar 10, 2023 (23 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left Jun 19, 2017, registered Aug 4, 2017 (46 days) · Other
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 9, 2015, registered Apr 24, 2015 (15 days) · Wirehouse to wirehouse
V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••
left Nov 21, 2013, registered Dec 17, 2013 (26 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••
left Sep 5, 2012, registered Sep 6, 2012 (1 days) · Other

Signals

••• Locked
Feb 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address