RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• D•••• D••••
- M••••• G••••• A••••••• I••• independent RIA currentsince May 4, 2026 · Denver, Co
- A••••• A•• P••••••• S••••••• BD affiliatedNov 2, 2015 to Mar 30, 2026 · Evanston, Il
- P•• W••••• M••••••••• BD affiliatedSep 28, 2012 to Sep 9, 2015 · Pittsburgh, Pa
- W••••••••• F•••••••• A••••••• C••• independent RIAMay 14, 2012 to Aug 9, 2012 · Beavercreek, Oh
- W•••• F•••• A••••••• wirehouseJan 3, 2012 to May 16, 2012 · Hudson, Oh
- A••••• A•• P••••••• S••••••• to M••••• G••••• A••••••• I•••left Mar 30, 2026, registered May 4, 2026 (35 days) · Affiliated broker-dealer or bank to independent RIA
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Sep 9, 2015, registered Nov 2, 2015 (54 days) · Other · moved with a team
- W••••••••• F•••••••• A••••••• C••• to P•• W••••• M•••••••••left Aug 9, 2012, registered Sep 28, 2012 (50 days) · Other
- W•••• F•••• A••••••• to W••••••••• F•••••••• A••••••• C•••left May 16, 2012, registered May 14, 2012 (-2 days) · Other
- K•••••• D•••• D•••• left A••••• A•• P••••••• S••••••• for M••••• G••••• A••••••• I••• (registered 2026-05-04)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address