RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• F••••••• Y••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 15, 2019 · Mount Pleasant, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 23, 2013 to Oct 24, 2019 · Novi, Mi
- E••••• J•••• national BDAug 4, 2011 to Feb 28, 2013 · St Louis, Mo
- H•••• F•••••••• S•••••••• I••• independent RIAMay 25, 2011 to Jun 16, 2011 · Midland, Mi
- V•••• F•••••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 24, 2019, registered Oct 15, 2019 (-9 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Feb 28, 2013, registered Sep 23, 2013 (207 days) · Other
- H•••• F•••••••• S•••••••• I••• to E••••• J••••left Jun 16, 2011, registered Aug 4, 2011 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address