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Registered advisor
K•••• C• C••••
Feed of 09/14/2026
Also filed as K•••• Christian C••••
At current firm
0 y
since Nov 10, 2025
In the industry
15 y
since Jul 11, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Nov 10, 2025 · Grandview, Mo
- C••••• A••••••• L•• formerMay 25, 2016 to Oct 25, 2016 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseMar 2, 2015 to May 31, 2016 · Overland Park, Ks
- E••••• J•••• national BDJul 11, 2011 to Mar 3, 2015 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- C••••• A••••••• L•• to S•••••••• A••••••• L••left Oct 25, 2016, registered Nov 10, 2025 (3303 days) · Other
- W•••• F•••• A••••••• to C••••• A••••••• L••left May 31, 2016, registered May 25, 2016 (-6 days) · Other
- E••••• J•••• to W•••• F•••• A•••••••left Mar 3, 2015, registered Mar 2, 2015 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address