DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard William Wasson

Integrity Alliance, LLCBD affiliatedSomersworth, Nh dual registrantIAPD 5899690

Feed of 09/14/2026

Also filed as Ricky Wasson

At current firm

0 y

since Feb 23, 2026

In the industry

16 y

since Sep 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Integrity Alliance, LLC BD affiliated current
since Feb 23, 2026 · Urbandale, Ia
Capital Analysts BD affiliated
Nov 7, 2022 to Feb 24, 2026 · Dover, Nh
Lincoln Investment independent RIA
Nov 7, 2022 to Feb 24, 2026 · Fort Washington, Pa
Commonwealth Financial Network national BD
Jun 3, 2020 to Nov 4, 2022 · Waltham, Ma
Capital Analysts BD affiliated
Feb 15, 2019 to May 21, 2020 · Dover, Nh
Lincoln Investment independent RIA
Feb 15, 2019 to May 21, 2020 · Dover, Nh
Regal Investment Advisors LLC BD affiliated
Jan 25, 2019 to Feb 15, 2019 · Dover, Nh
Questar Asset Management, Inc. former
Nov 5, 2018 to Nov 7, 2018 · Rochester, Nh

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to Lincoln Investment
left Feb 24, 2026, registered Nov 7, 2022 (-1205 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Lincoln Investment to Integrity Alliance, LLC
left Feb 24, 2026, registered Feb 23, 2026 (-1 days) · RIA to affiliated broker-dealer or bank
Commonwealth Financial Network to Capital Analysts
left Nov 4, 2022, registered Nov 7, 2022 (3 days) · Affiliated broker-dealer or bank to another
Capital Analysts to Lincoln Investment
left May 21, 2020, registered Feb 15, 2019 (-461 days) · Affiliated broker-dealer or bank to another
Lincoln Investment to Commonwealth Financial Network
left May 21, 2020, registered Jun 3, 2020 (13 days) · Affiliated broker-dealer or bank to another
Regal Investment Advisors LLC to Capital Analysts
left Feb 15, 2019, registered Feb 15, 2019 (0 days) · Affiliated broker-dealer or bank to another
Questar Asset Management, Inc. to Regal Investment Advisors LLC
left Nov 7, 2018, registered Jan 25, 2019 (79 days) · Affiliated broker-dealer or bank to another

Signals

Richard William Wasson left Lincoln Investment for Integrity Alliance, Llc (registered 2026-02-23)
Feb 24, 2026 · Advisor changed firm · fact
Richard William Wasson left Capital Analysts for Lincoln Investment (registered 2022-11-07)
Feb 24, 2026 · Advisor changed firm · fact
Richard William Wasson left Commonwealth Financial Network for Capital Analysts (registered 2022-11-07)
Nov 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address