DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••

F•••• P••••••• W•••••• L••independent RIADeerfield, IlIA-onlyIAPD 5910278

Feed of 09/14/2026

Also filed as Michael B Tuber

At current firm

0 y

since Jan 4, 2026

In the industry

15 y

since May 18, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jan 4, 2026 · Deerfield, Il
N••••••••• A•••• M••••••••• L•• independent RIA
May 3, 2024 to Dec 31, 2024 · Deerfield, Il
N••••••••• A•••• M••••••••• L•• independent RIA
May 3, 2024 to Mar 20, 2026 · Deerfield, Il
S•••••••• W••••• P••••••• former
Feb 10, 2023 to May 6, 2024 · Deerfield, Il
J••• M••••• S••••••••• L•• wirehouse
Feb 4, 2015 to Feb 11, 2023 · Vernon Hills, Il

Moves

a registration end followed by a registration begin elsewhere

N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••
left Mar 20, 2026, registered Jan 4, 2026 (-75 days) · corporate re-registration, not a move
S•••••••• W••••• P••••••• to N••••••••• A•••• M••••••••• L••
left May 6, 2024, registered May 3, 2024 (-3 days) · RIA to RIA · moved with a team
J••• M••••• S••••••••• L•• to S•••••••• W••••• P•••••••
left Feb 11, 2023, registered Feb 10, 2023 (-1 days) · Wirehouse to independent RIA

Signals

M•••••• T•••• left S•••••••• W••••• P••••••• for N••••••••• A•••• M••••••••• L•• (registered 2024-05-03)
May 6, 2024 · Advisor changed firm · fact
M•••••• T•••• left J••• M••••• S••••••••• L•• for S•••••••• W••••• P••••••• (registered 2023-02-10)
Feb 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address