DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark Roberto Leander

Hightower Advisors, LLCBD affiliatedChicago, Il IA-onlyIAPD 5921898

Feed of 09/16/2026

Also filed as Mark Basallote Ofreneo

At current firm

0 y

since Sep 15, 2026

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hightower Advisors, LLC BD affiliated current
since Sep 15, 2026 · Chicago, Il
UBS Financial Services Inc. wirehouse
Apr 4, 2024 to Aug 21, 2026 · Chicago, Il
J.P. Morgan Securities LLC wirehouse
Nov 18, 2022 to Apr 10, 2024 · Chicago, Il
RBC Capital Markets, LLC national BD
Aug 9, 2021 to Apr 28, 2022 · Century City, Ca
Morgan Stanley wirehouse
Dec 6, 2018 to Jun 7, 2021 · Santa Monica, Ca
Wells Fargo Advisors wirehouse
Dec 4, 2017 to Jul 31, 2018 · Milwaukee, Wi
B. C. Ziegler And Company former
Oct 26, 2016 to Dec 23, 2016 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

UBS Financial Services Inc. to Hightower Advisors, LLC
left Aug 21, 2026, registered Sep 15, 2026 (25 days) · Wirehouse to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to UBS Financial Services Inc.
left Apr 10, 2024, registered Apr 4, 2024 (-6 days) · Wirehouse to wirehouse
RBC Capital Markets, LLC to J.P. Morgan Securities LLC
left Apr 28, 2022, registered Nov 18, 2022 (204 days) · Affiliated broker-dealer or bank to wirehouse
Morgan Stanley to RBC Capital Markets, LLC
left Jun 7, 2021, registered Aug 9, 2021 (63 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to Morgan Stanley
left Jul 31, 2018, registered Dec 6, 2018 (128 days) · Wirehouse to wirehouse
B. C. Ziegler And Company to Wells Fargo Advisors
left Dec 23, 2016, registered Dec 4, 2017 (346 days) · Other

Signals

Mark Roberto Leander registered as an investment adviser representative at Hightower Advisors, Llc
Sep 15, 2026 · Advisor registered · fact
Mark Roberto Leander left UBS Financial Services Inc. for Hightower Advisors, LLC (registered 2026-09-15)
Aug 21, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address