DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S•••••••• F••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
Not a lift-out: both firms report Osaic Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Justin N Gardiner | Scottsdale, Az | Apr 1, 2016 | Jul 30, 2015 |
| Jeffrey Mark Hughes | Scottsdale, Az | Apr 4, 2016 | Jul 22, 2015 |
The rule
- Registrations ended
- Apr 1, 2016 to Apr 4, 2016
- Registered next
- Jul 22, 2015 to Jul 30, 2015
- Branch state
- AZ
- Cities
- 1, most in Scottsdale, Az
- Registered there that day
- 670 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- both firms report Osaic Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape