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Registered advisor
R•••••• K• D••••
Feed of 09/14/2026
Also filed as Rick Dyson
At current firm
2 y
since May 30, 2024
In the industry
14 y
since Oct 20, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince May 30, 2024 · Brunswick, Oh
- C•••••• S••••• • C••• I••• national BDNov 28, 2022 to Jan 10, 2024 · Westlake, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJan 7, 2022 to Oct 24, 2022 · Seven Hills, Oh
- P•• W••••• M••••••••• BD affiliatedMay 15, 2018 to Jan 18, 2022 · Brecksville, Oh
- J••• M••••• S••••••••• L•• wirehouseJul 29, 2014 to May 8, 2018 · Parma, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedMar 18, 2014 to Jul 18, 2014 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••left Jan 10, 2024, registered May 30, 2024 (141 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Oct 24, 2022, registered Nov 28, 2022 (35 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 18, 2022, registered Jan 7, 2022 (-11 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left May 8, 2018, registered May 15, 2018 (7 days) · Wirehouse to affiliated broker-dealer or bank
- K•• I••••••••• S••••••• L•• to J••• M••••• S••••••••• L••left Jul 18, 2014, registered Jul 29, 2014 (11 days) · Other
Signals
- R•••••• K• D•••• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-05-30)Jan 10, 2024 · Advisor changed firm · fact
- R•••••• K• D•••• left A••••••••• F•••••••• S•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-11-28)Oct 24, 2022 · Advisor changed firm · fact
- R•••••• K• D•••• left P•• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-01-07)Jan 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address