RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• D••• P••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 17, 2025 · Clearwater, Fl
- S•••••• S••••••••• I••• BD affiliatedJun 14, 2019 to Nov 18, 2025 · Palm Harbor, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 12, 2016 to Jun 19, 2019 · Clearwater, Fl
- S••••••• I••••••••• S•••••••• I••• formerJun 24, 2015 to Dec 31, 2016 · Tampa, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 17, 2014 to Jun 29, 2015 · Tampa, Fl
- M••••• S•••••• wirehouseNov 21, 2011 to Feb 10, 2014 · Palm Harbor, Fl
- S•••••• S••••••••• I••• to W•••• F•••• A•••••••left Nov 18, 2025, registered Nov 17, 2025 (-1 days) · RIA to wirehouse · moved with a team
- T••••• A••••••• S•••••••• I••• to S•••••• S••••••••• I•••left Jun 19, 2019, registered Jun 14, 2019 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 12, 2016 (-110 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 29, 2015, registered Jun 24, 2015 (-5 days) · Other · moved with a team
- M••••• S•••••• to F•••• T•••• S••••••••• I•••left Feb 10, 2014, registered Feb 17, 2014 (7 days) · Other
- J•••••• D••• P•••• left S•••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2025-11-17)Nov 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address