DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• K•••• B••••••

W•••• F•••• A•••••••wirehouseCanonsburg, Padual registrantIAPD 5974859

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••••• K B••••••

At current firm

2 y

since Jun 6, 2024

In the industry

14 y

since Nov 4, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 6, 2024 · Canonsburg, Pa
H••••••••• F•••••••• A••••••• BD affiliated
Jan 12, 2016 to Jun 12, 2024 · Bethel Park, Pa
L•• F•••••••• L•• BD affiliated
Oct 9, 2014 to Dec 22, 2015 · Wexford, Pa
P•• W••••• M••••••••• BD affiliated
May 17, 2013 to Oct 14, 2014 · Pittsburgh, Pa
E••••• J•••• national BD
Jan 5, 2012 to Mar 13, 2013 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

H••••••••• F•••••••• A••••••• to W•••• F•••• A•••••••
left Jun 12, 2024, registered Jun 6, 2024 (-6 days) · Affiliated broker-dealer or bank to wirehouse
L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••
left Dec 22, 2015, registered Jan 12, 2016 (21 days) · Other
P•• W••••• M••••••••• to L•• F•••••••• L••
left Oct 14, 2014, registered Oct 9, 2014 (-5 days) · Other
E••••• J•••• to P•• W••••• M•••••••••
left Mar 13, 2013, registered May 17, 2013 (65 days) · Other

Signals

D••••• K•••• B•••••• left H••••••••• F•••••••• A••••••• for W•••• F•••• A••••••• (registered 2024-06-06)
Jun 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address