DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cynthia Edythe Gatlin
Feed of 09/14/2026
Also filed as Cindy Gatlin
At current firm
0 y
since Oct 9, 2025
In the industry
15 y
since Aug 1, 2011 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Partners, Ltd BD affiliated currentsince Oct 9, 2025 · San Diego, Ca
- Aldrich Wealth LP independent RIAFeb 15, 2024 to Sep 8, 2025 · Lake Oswego, Or
- Cmg Capital Management Group, Inc. independent RIAMay 14, 2020 to Oct 22, 2020 · Solana Beach, Ca
- Hightower Advisors, LLC BD affiliatedJul 15, 2019 to Feb 4, 2020 · San Diego, Ca
- Delphi Private Advisors formerApr 26, 2018 to Aug 8, 2019 · San Diego, Ca
- Td Ameritrade, Inc. formerAug 28, 2017 to Apr 19, 2018 · San Diego, Ca
- Td Ameritrade Investment Management, LLC formerAug 28, 2017 to Apr 19, 2018 · San Diego, Ca
- Morgan Stanley wirehouseFeb 28, 2017 to Aug 7, 2017 · La Jolla, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 6, 2011 to Feb 14, 2017 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Aldrich Wealth LP to Stratos Wealth Partners, Ltdleft Sep 8, 2025, registered Oct 9, 2025 (31 days) · RIA to affiliated broker-dealer or bank
- Cmg Capital Management Group, Inc. to Aldrich Wealth LPleft Oct 22, 2020, registered Feb 15, 2024 (1211 days) · RIA to RIA
- Hightower Advisors, LLC to Cmg Capital Management Group, Inc.left Feb 4, 2020, registered May 14, 2020 (100 days) · Affiliated broker-dealer or bank to independent RIA
- Delphi Private Advisors to Hightower Advisors, LLCleft Aug 8, 2019, registered Jul 15, 2019 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Apr 19, 2018, registered Aug 28, 2017 (-234 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Apr 19, 2018, registered Aug 28, 2017 (-234 days) · Other
- Morgan Stanley to Td Ameritrade Investment Management, LLCleft Aug 7, 2017, registered Aug 28, 2017 (21 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Feb 14, 2017, registered Feb 28, 2017 (14 days) · Wirehouse to wirehouse · moved with a team
Signals
- Cynthia Edythe Gatlin left Aldrich Wealth Lp for Stratos Wealth Partners, Ltd (registered 2025-10-09)Sep 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address