DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• A•••• S••••••

D•••••• W••••• M••••••••• L••asset managerSt. Petersburg, Fldual registrantIAPD 5981990

Feed of 09/14/2026

Also filed as Miguel A Saldana

At current firm

1 y

since Jan 22, 2025

In the industry

14 y

since Jun 22, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D•••••• W••••• M••••••••• L•• asset manager current
since Jan 22, 2025 · St. Petersburg, Fl
J• W• C••• A•••••••• I••• BD affiliated
Dec 21, 2022 to Nov 18, 2024 · Tampa, Fl
L•• F•••••••• L•• BD affiliated
Apr 4, 2018 to Nov 16, 2022 · Tampa, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Dec 5, 2016 to Apr 2, 2018 · St. Petersburg, Fl
U••• F•••••••• P••••••• S••••••• former
Nov 21, 2014 to Nov 2, 2016 · Tampa, Fl
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Jun 7, 2013 to Oct 24, 2014 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

J• W• C••• A•••••••• I••• to D•••••• W••••• M••••••••• L••
left Nov 18, 2024, registered Jan 22, 2025 (65 days) · Other
L•• F•••••••• L•• to J• W• C••• A•••••••• I•••
left Nov 16, 2022, registered Dec 21, 2022 (35 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left Apr 2, 2018, registered Apr 4, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA
U••• F•••••••• P••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 2, 2016, registered Dec 5, 2016 (33 days) · Other
T• R••• P•••• A••••••• S•••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Oct 24, 2014, registered Nov 21, 2014 (28 days) · Other

Signals

M••••• A•••• S•••••• left J• W• C••• A•••••••• I••• for D•••••• W••••• M••••••••• L•• (registered 2025-01-22)
Nov 18, 2024 · Advisor changed firm · fact
M••••• A•••• S•••••• left L•• F•••••••• L•• for J• W• C••• A•••••••• I••• (registered 2022-12-21)
Nov 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address