DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

T•••• L•••• J••••••

T•• N••••• G•••• L••independent RIAProvo, Ut dual registrantIAPD 5987317

Feed of 09/14/2026

At current firm

3 y

since May 11, 2023

In the industry

14 y

since Nov 22, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• N••••• G•••• L•• independent RIA current
since May 11, 2023 · Idaho Falls, Id
T••••••••• C••••••• L•• asset manager
Mar 2, 2018 to Jun 28, 2023 · Idaho Falls, Id
A•••••• I••••••••• A•••••••• L•• former
Oct 21, 2015 to Mar 26, 2018 · South Jordan, Ut
S••••••• F•••••••• S•••••••• I••• former
Dec 16, 2011 to Oct 21, 2015 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

T••••••••• C••••••• L•• to T•• N••••• G•••• L••
left Jun 28, 2023, registered May 11, 2023 (-48 days) · RIA to RIA · moved with a team
A•••••• I••••••••• A•••••••• L•• to T••••••••• C••••••• L••
left Mar 26, 2018, registered Mar 2, 2018 (-24 days) · RIA to RIA · moved with a team
S••••••• F•••••••• S•••••••• I••• to A•••••• I••••••••• A•••••••• L••
left Oct 21, 2015, registered Oct 21, 2015 (0 days) · Other

Signals

Trent Lewis Johnson left Townsquare Capital, Llc for The Norden Group Llc (registered 2023-05-11)
Jun 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address