DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• F••••••

C••••••• P•••••••independent RIAOverland Park, KsIA-onlyIAPD 6010372

Feed of 09/14/2026

Also filed as S••• Michael F••••••

At current firm

0 y

since Jan 7, 2026

In the industry

14 y

since Jan 10, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Jan 7, 2026 · Overland Park, Ks
A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliated
Sep 12, 2024 to Dec 31, 2025 · Leawood, Ks
E•••••• F•••••••• E•••••• independent RIA
Mar 25, 2024 to Sep 12, 2024 · Overland Park, Ks
A• W••••• M••••••••• L•• BD affiliated
Jun 22, 2021 to Oct 18, 2021 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• to C••••••• P•••••••
left Dec 31, 2025, registered Jan 7, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
E•••••• F•••••••• E•••••• to A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••
left Sep 12, 2024, registered Sep 12, 2024 (0 days) · RIA to affiliated broker-dealer or bank
A• W••••• M••••••••• L•• to E•••••• F•••••••• E••••••
left Oct 18, 2021, registered Mar 25, 2024 (889 days) · Affiliated broker-dealer or bank to independent RIA

Signals

S••• F•••••• left A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• for C••••••• P••••••• (registered 2026-01-07)
Dec 31, 2025 · Advisor changed firm · fact
S••• F•••••• left E•••••• F•••••••• E•••••• for A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• (registered 2024-09-12)
Sep 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address