DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• A•••• P•••• R•••••

J••• M••••• S••••••••• L••wirehouseAlbuquerque, Nmdual registrantIAPD 6019971

Feed of 09/14/2026

Also filed as G••• A•••• P••••

At current firm

0 y

since Feb 20, 2026

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Feb 20, 2026 · Albuquerque, Nm
B••• W••••• S••••••••• L•• independent RIA
Nov 29, 2023 to May 20, 2024 · Denver, Co
P••••••• W••••• G••••• L•• independent RIA
Sep 21, 2023 to Nov 27, 2023 · Rio Rancho, Nm
F•••• C•••••• A••••••• S••••••• BD affiliated
Mar 24, 2020 to Jun 13, 2023 · Alburquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

B••• W••••• S••••••••• L•• to J••• M••••• S••••••••• L••
left May 20, 2024, registered Feb 20, 2026 (641 days) · RIA to wirehouse
P••••••• W••••• G••••• L•• to B••• W••••• S••••••••• L••
left Nov 27, 2023, registered Nov 29, 2023 (2 days) · RIA to RIA
F•••• C•••••• A••••••• S••••••• to P••••••• W••••• G••••• L••
left Jun 13, 2023, registered Sep 21, 2023 (100 days) · Affiliated broker-dealer or bank to independent RIA

Signals

G••• A•••• P•••• R••••• left B••• W••••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-02-20)
May 20, 2024 · Advisor changed firm · fact
G••• A•••• P•••• R••••• left P••••••• W••••• G••••• L•• for B••• W••••• S••••••••• L•• (registered 2023-11-29)
Nov 27, 2023 · Advisor changed firm · fact
G••• A•••• P•••• R••••• left F•••• C•••••• A••••••• S••••••• for P••••••• W••••• G••••• L•• (registered 2023-09-21)
Jun 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address