DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Patrick Hartman
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Mcdonald Hartman
At current firm
4 y
since Jun 30, 2022
In the industry
13 y
since May 9, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mcdonald Hartman Wealth Advisors state registered currentsince Jun 30, 2022 · Santa Monica, Ca
- Mutual Advisors, LLC BD affiliatedDec 17, 2018 to Jun 30, 2022 · Los Angeles, Ca
- Kaye Capital Management formerJan 9, 2018 to Dec 31, 2018 · El Segundo, Ca
- Wealthsource? formerFeb 21, 2017 to Feb 22, 2018 · Los Angeles, Ca
- Reilly Financial Advisors formerMay 29, 2015 to Dec 15, 2016 · La Mesa, Ca
- Cetera Advisors LLC formerMay 10, 2013 to May 19, 2015 · Victorville, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mutual Advisors, LLC to Mcdonald Hartman Wealth Advisorsleft Jun 30, 2022, registered Jun 30, 2022 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Kaye Capital Management to Mutual Advisors, LLCleft Dec 31, 2018, registered Dec 17, 2018 (-14 days) · RIA to affiliated broker-dealer or bank
- Wealthsource? to Kaye Capital Managementleft Feb 22, 2018, registered Jan 9, 2018 (-44 days) · Other
- Reilly Financial Advisors to Wealthsource?left Dec 15, 2016, registered Feb 21, 2017 (68 days) · Other
- Cetera Advisors LLC to Reilly Financial Advisorsleft May 19, 2015, registered May 29, 2015 (10 days) · Other
Signals
- Michael Patrick Hartman left Mutual Advisors, Llc for Mcdonald Hartman Wealth Advisors (registered 2022-06-30)Jun 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address