RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M• G••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Dec 24, 2025 · Miami, Fl
- P•• A••••••• i••••••••• wealthFeb 6, 2019 to Jul 31, 2020 · Poway, Ca
- P••• A••••• S••••••••• L•• BD affiliatedOct 17, 2016 to Dec 31, 2018 · Latham, Ny
- M••••• S•••••• wirehouseJan 29, 2014 to Oct 28, 2016 · Latham, Ny
- P•• A••••••• to I••••••••• F•••••••• G••••• L••left Jul 31, 2020, registered Dec 24, 2025 (1972 days) · RIA to affiliated broker-dealer or bank
- P••• A••••• S••••••••• L•• to P•• A•••••••left Dec 31, 2018, registered Feb 6, 2019 (37 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to P••• A••••• S••••••••• L••left Oct 28, 2016, registered Oct 17, 2016 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address