DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kelly Briana Hammer

LPL Enterprise, LLCBD affiliatedFort Mill, Sc dual registrantIAPD 6057420

Feed of 09/14/2026

At current firm

1 y

since Oct 24, 2024

In the industry

14 y

since Jul 13, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Oct 24, 2024 · Fort Mill, Sc
LPL Financial LLC BD affiliated
Apr 4, 2024 to Oct 11, 2024 · Apache Junction, Az
United Planners' Financial Services Of America A Limited Partner independent RIA
Mar 25, 2020 to Jul 10, 2023 · Scottsdale, Az
Osaic Wealth, Inc. BD affiliated
Aug 15, 2017 to Mar 25, 2020 · Scottsdale, Az
Woodbury Financial Services, Inc. former
Aug 15, 2017 to Mar 30, 2020 · Oakdale, Mn
Fsc Securities Corporation former
Aug 15, 2017 to Mar 30, 2020 · Atlanta, Ga
Sagepoint Financial, Inc. former
Apr 27, 2017 to Mar 30, 2020 · Scottsdale, Az
MML Investors Services, LLC BD affiliated
May 6, 2015 to Aug 3, 2015 · Las Vegas, Nv
Wells Fargo Advisors wirehouse
Jul 25, 2012 to Mar 3, 2015 · Henderson, Nv

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to LPL Enterprise, LLC
left Oct 11, 2024, registered Oct 24, 2024 (13 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
United Planners' Financial Services Of America A Limited Partner to LPL Financial LLC
left Jul 10, 2023, registered Apr 4, 2024 (269 days) · RIA to affiliated broker-dealer or bank
Fsc Securities Corporation to Woodbury Financial Services, Inc.
left Mar 30, 2020, registered Aug 15, 2017 (-958 days) · channel change inside one enterprise, not a move
Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Mar 30, 2020, registered Aug 15, 2017 (-958 days) · channel change inside one enterprise, not a move
Woodbury Financial Services, Inc. to Fsc Securities Corporation
left Mar 30, 2020, registered Aug 15, 2017 (-958 days) · Other
Osaic Wealth, Inc. to Fsc Securities Corporation
left Mar 25, 2020, registered Aug 15, 2017 (-953 days) · channel change inside one enterprise, not a move
MML Investors Services, LLC to Sagepoint Financial, Inc.
left Aug 3, 2015, registered Apr 27, 2017 (633 days) · Other
Wells Fargo Advisors to MML Investors Services, LLC
left Mar 3, 2015, registered May 6, 2015 (64 days) · Other

Signals

Kelly Briana Hammer left Lpl Financial Llc for Lpl Enterprise, Llc (registered 2024-10-24)
Oct 11, 2024 · Advisor changed firm · fact
Kelly Briana Hammer left United Planners' Financial Services Of America A Limited Partner for Lpl Financial Llc (registered 2024-04-04)
Jul 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address