DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• E••••• W••••

B••••••••• C•••••• M••••••••• L••independent RIASt. Peters, Mo IA-onlyIAPD 6059305

Feed of 09/18/2026

Also filed as T••••• E••••• W••••

At current firm

0 y

since Sep 17, 2026

In the industry

28 y

since Apr 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• C•••••• M••••••••• L•• independent RIA current
since Sep 17, 2026 · St. Peters, Mo
M•••• C••••••• A••••••• S•••••• BD affiliated
Oct 6, 2025 to Sep 10, 2026 · Saint Peters, Mo
P••••••••• C•••••• A••••••• independent RIA
Aug 11, 2023 to Sep 15, 2025 · St. Louis, Mo
P•••••••• A••••••• national BD
Jul 25, 2022 to Aug 14, 2023 · Mount Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••• C••••••• A••••••• S•••••• to B••••••••• C•••••• M••••••••• L••
left Sep 10, 2026, registered Sep 17, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
P••••••••• C•••••• A••••••• to M•••• C••••••• A••••••• S••••••
left Sep 15, 2025, registered Oct 6, 2025 (21 days) · RIA to affiliated broker-dealer or bank
P•••••••• A••••••• to P••••••••• C•••••• A•••••••
left Aug 14, 2023, registered Aug 11, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA

Signals

T••••• E••••• W•••• registered as an investment adviser representative at B••••••••• C•••••• M••••••••• L••
Sep 17, 2026 · Advisor registered · fact
T••••• E••••• W•••• left M•••• C••••••• A••••••• S•••••• for B••••••••• C•••••• M••••••••• L•• (registered 2026-09-17)
Sep 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address