DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••••• A• H••••

K••••• A••••••• S•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 6086099

Feed of 09/15/2026

Also filed as Lindsey Knapp

At current firm

0 y

since Oct 1, 2025

In the industry

14 y

since Aug 22, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Oct 1, 2025 · Austin, Tx
C••••••••• F•••••••• N•••••• national BD
Jan 23, 2018 to Oct 6, 2025 · Newton Lower Falls, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 18, 2016 to Nov 16, 2016 · Riverside, Ri
F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager
Apr 1, 2014 to Aug 12, 2016 · New York, Ny
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Sep 10, 2012 to Aug 12, 2016 · Boston, Ma
F•••••••• I••••••••• C••••••••• institutional
Aug 24, 2012 to Aug 12, 2016 · Pittsburgh, Pa
F•••••••• S••••••••• C•••• no RAUM
Aug 24, 2012 to Aug 12, 2016 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
left Oct 6, 2025, registered Oct 1, 2025 (-5 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••
left Nov 16, 2016, registered Jan 23, 2018 (433 days) · Wirehouse to affiliated broker-dealer or bank
F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Aug 12, 2016, registered Sep 10, 2012 (-1432 days) · channel change inside one enterprise, not a move
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
left Aug 12, 2016, registered Apr 1, 2014 (-864 days) · channel change inside one enterprise, not a move
F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
left Aug 12, 2016, registered Aug 24, 2012 (-1449 days) · channel change inside one enterprise, not a move
F•••••••• G••••• I••••••••• M••••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 12, 2016, registered Aug 18, 2016 (6 days) · Other

Signals

L•••••• A• H•••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-10-01)
Oct 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address