RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• W•••••• S•••••••
- I••••••••• C•••••• M••••••••• L•• independent RIA currentsince May 27, 2025 · San Francisco, Ca
- L••• S••••• A••••••• formerApr 21, 2021 to Feb 20, 2025 · Portsmouth, Nh
- J•• F••••• O••••• independent RIASep 6, 2019 to Apr 5, 2021 · Denver, Co
- J•• W••••• M••••••••• L•• formerSep 6, 2019 to Apr 5, 2021 · Denver, Co
- P••••••• C•••••• A••••••• C••••••••• formerMar 8, 2017 to Aug 2, 2019 · Denver, Co
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerMay 27, 2013 to Feb 23, 2017 · New Y•••, Ny
- L••• S••••• A••••••• to I••••••••• C•••••• M••••••••• L••left Feb 20, 2025, registered May 27, 2025 (96 days) · RIA to RIA · moved with a team
- J•• F••••• O••••• to J•• W••••• M••••••••• L••left Apr 5, 2021, registered Sep 6, 2019 (-577 days) · RIA to RIA
- J•• W••••• M••••••••• L•• to L••• S••••• A•••••••left Apr 5, 2021, registered Apr 21, 2021 (16 days) · RIA to RIA
- P••••••• C•••••• A••••••• C••••••••• to J•• F••••• O•••••left Aug 2, 2019, registered Sep 6, 2019 (35 days) · RIA to RIA
- N•• Y••• L••• I••••••••• M••••••••• L•• to P••••••• C•••••• A••••••• C•••••••••left Feb 23, 2017, registered Mar 8, 2017 (13 days) · Other
- H••••• W•••••• S••••••• left L••• S••••• A••••••• for I••••••••• C•••••• M••••••••• L•• (registered 2025-05-27)Feb 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address