DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• A•••••••

M••••• S••••••wirehouseSanta Barbara, Ca dual registrantIAPD 6091903

Feed of 09/14/2026

Also filed as Sarai Victoriana Tenerelli

At current firm

2 y

since Jun 7, 2024

In the industry

14 y

since Aug 28, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jun 7, 2024 · Santa Barbara, Ca
J••• M••••• S••••••••• L•• wirehouse
Nov 24, 2020 to Jun 8, 2024 · Westlake Village, Ca
C••••••••• W•••••• L•• independent RIA
Oct 26, 2020 to Nov 19, 2020 · Santa Barbara, Ca
P••••••••• A••••••• S••••••• L•• former
Sep 4, 2019 to Nov 6, 2020 · Santa Barbara, Ca
E••••• J•••• national BD
Aug 31, 2012 to Mar 7, 2019 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to M••••• S••••••
left Jun 8, 2024, registered Jun 7, 2024 (-1 days) · Wirehouse to wirehouse · moved with a team
C••••••••• W•••••• L•• to J••• M••••• S••••••••• L••
left Nov 19, 2020, registered Nov 24, 2020 (5 days) · RIA to wirehouse
P••••••••• A••••••• S••••••• L•• to C••••••••• W•••••• L••
left Nov 6, 2020, registered Oct 26, 2020 (-11 days) · corporate re-registration, not a move
E••••• J•••• to P••••••••• A••••••• S••••••• L••
left Mar 7, 2019, registered Sep 4, 2019 (181 days) · Affiliated broker-dealer or bank to independent RIA

Signals

S•••• A••••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2024-06-07)
Jun 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address