DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• A•••• C••••••

C•••••• I••••••••• A•••••••• L••independent RIAAtlanta, Ga IA-onlyIAPD 6104108

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/15/2026

Also filed as R••• A•••• C••••••

At current firm

3 y

since Mar 20, 2023

In the industry

12 y

since Oct 4, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• I••••••••• A•••••••• L•• independent RIA current
since Mar 20, 2023 · Atlanta, Ga
V••••••• A•••••••• I••• BD affiliated
Mar 22, 2017 to Feb 21, 2023 · Scottsdale, Az
U••• F•••••••• P••••••• S••••••• former
Sep 22, 2014 to Mar 17, 2017 · Phoenix, Az
E••••• J•••• national BD
Oct 24, 2013 to Aug 7, 2014 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to C•••••• I••••••••• A•••••••• L••
left Feb 21, 2023, registered Mar 20, 2023 (27 days) · Affiliated broker-dealer or bank to independent RIA
U••• F•••••••• P••••••• S••••••• to V••••••• A•••••••• I•••
left Mar 17, 2017, registered Mar 22, 2017 (5 days) · Other
E••••• J•••• to U••• F•••••••• P••••••• S•••••••
left Aug 7, 2014, registered Sep 22, 2014 (46 days) · Other

Signals

R••• A•••• C•••••• left V••••••• A•••••••• I••• for C•••••• I••••••••• A•••••••• L•• (registered 2023-03-20)
Feb 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address