RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 27, 2025 · Palm Beach, Fl
- S•••••• S••••••••• I••• BD affiliatedApr 2, 2020 to Jan 9, 2025 · Stuart, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedJun 9, 2017 to Mar 6, 2020 · Boca Raton, Fl
- J••• M••••• S••••••••• L•• wirehouseMar 10, 2017 to Jun 2, 2017 · Palm Beach Gardens, Fl
- P•• W••••• M••••••••• BD affiliatedFeb 15, 2016 to Mar 1, 2017 · Jupiter, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 15, 2014 to Dec 23, 2015 · Palm Beach Gardens, Fl
- S•••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Jan 9, 2025, registered Jan 27, 2025 (18 days) · RIA to wirehouse
- A••••• A•• P••••••• S••••••• to S•••••• S••••••••• I•••left Mar 6, 2020, registered Apr 2, 2020 (27 days) · Affiliated broker-dealer or bank to independent RIA
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Jun 2, 2017, registered Jun 9, 2017 (7 days) · Other
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Mar 1, 2017, registered Mar 10, 2017 (9 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Dec 23, 2015, registered Feb 15, 2016 (54 days) · Other
- J••••• M••••••• left S•••••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-01-27)Jan 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address