DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• M•••••• K••••

S•••••• P••••••• I••••••••• A•••••••• L••BD affiliatedLand O' Lakes, Fl dual registrantIAPD 6132599

Certified Financial Planner

Feed of 09/14/2026

At current firm

4 y

since May 24, 2022

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
since May 24, 2022 · Land O' Lakes, Fl
C•••••• S••••• • C••• I••• national BD
Oct 29, 2021 to May 24, 2022 · St. Petersburg, Fl
R•••••• J•••• • A••••••••• I••• national BD
Dec 26, 2018 to Oct 22, 2021 · St. Petersburg, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 8, 2017 to Dec 20, 2018 · St. Petersburg, Fl
U••• F•••••••• P••••••• S••••••• former
Nov 21, 2014 to Oct 31, 2017 · Tampa, Fl
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Jul 10, 2014 to Oct 30, 2014 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to S•••••• P••••••• I••••••••• A•••••••• L••
left May 24, 2022, registered May 24, 2022 (0 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 22, 2021, registered Oct 29, 2021 (7 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••
left Dec 20, 2018, registered Dec 26, 2018 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• F•••••••• P••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 31, 2017, registered Nov 8, 2017 (8 days) · Other
T• R••• P•••• A••••••• S•••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Oct 30, 2014, registered Nov 21, 2014 (22 days) · Other

Signals

P•••••• M•••••• K•••• left C•••••• S••••• • C••• I••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2022-05-24)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address