DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• J•••• P••••••

C•••••••institutionalFort Worth, Txdual registrantIAPD 6140666

Feed of 09/14/2026

Also filed as A•••• Nicole J••••

At current firm

0 y

since Jan 2, 2026

In the industry

15 y

since Mar 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Jan 2, 2026 · Fort Worth, Tx
K••••• A••••••• S•••••••• L•• BD affiliated
May 28, 2025 to Jul 11, 2025 · Austin, Tx
S•••••••• A•••••••• L•• BD affiliated
Feb 28, 2022 to Jul 10, 2023 · Miami, Fl
E••••• J•••• national BD
Dec 14, 2021 to Feb 7, 2022 · Burleson, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 2, 2020 to Nov 26, 2021 · Fort Worth, Tx
J••• M••••• S••••••••• L•• wirehouse
Apr 17, 2018 to Apr 8, 2020 · Granbury, Tx
J••• M••••• S••••••••• L•• wirehouse
Feb 13, 2013 to Oct 11, 2017 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to C•••••••
left Jul 11, 2025, registered Jan 2, 2026 (175 days) · Other
S•••••••• A•••••••• L•• to K••••• A••••••• S•••••••• L••
left Jul 10, 2023, registered May 28, 2025 (688 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to S•••••••• A•••••••• L••
left Feb 7, 2022, registered Feb 28, 2022 (21 days) · Affiliated broker-dealer or bank to another · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Nov 26, 2021, registered Dec 14, 2021 (18 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 8, 2020, registered Apr 2, 2020 (-6 days) · Wirehouse to wirehouse · moved with a team

Signals

A•••• J•••• P•••••• left K••••• A••••••• S•••••••• L•• for Captrust (registered 2026-01-02)
Jul 11, 2025 · Advisor changed firm · fact
A•••• J•••• P•••••• left S•••••••• A•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-05-28)
Jul 10, 2023 · Advisor changed firm · fact
A•••• J•••• P•••••• left E••••• J•••• for S•••••••• A•••••••• L•• (registered 2022-02-28)
Feb 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address