RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• W•••••••• T•••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 7, 2026 · Raleigh, Nc
- N••••••••• A•••• M••••••••• L•• independent RIAAug 11, 2025 to Mar 20, 2026 · Aliso Viejo, Ca
- N••••••••• A•••• M••••••••• L•• independent RIANov 14, 2019 to Dec 31, 2024 · Aliso Viejo, Ca
- W•••• F•••• A••••••• wirehouseJul 27, 2017 to Apr 18, 2019 · Aliso Viejo, Ca
- U••• F•••••••• P••••••• S••••••• formerJan 27, 2014 to Jan 5, 2016 · Tampa, Fl
- N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 20, 2026, registered Jan 7, 2026 (-72 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to N••••••••• A•••• M••••••••• L••left Apr 18, 2019, registered Nov 14, 2019 (210 days) · Wirehouse to independent RIA
- U••• F•••••••• P••••••• S••••••• to W•••• F•••• A•••••••left Jan 5, 2016, registered Jul 27, 2017 (569 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address