DFX Intelligence
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Registered advisor
J•••• J• F••
Feed of 09/15/2026
Also filed as J•••• F•••••••• J• F•••••••• J••••• F••
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Jan 16, 2014 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Valencia, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 9, 2024 to Mar 31, 2025 · Pittsburgh, Pa
- C•••••• S••••• • C••• I••• national BDJan 27, 2022 to Jan 10, 2024 · Pittsburgh, Pa
- T• A••••••••• I••• formerJan 9, 2018 to Oct 14, 2022 · Pittsburgh, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 9, 2018 to Sep 7, 2023 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedSep 1, 2017 to Jan 3, 2018 · Glenshaw, Pa
- M••••• S•••••• wirehouseAug 29, 2016 to Aug 10, 2017 · Sewickley, Pa
- E••••• J•••• national BDOct 5, 2015 to Apr 20, 2016 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedSep 5, 2015 to Sep 23, 2015 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 10, 2024, registered May 9, 2024 (120 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 27, 2022 (-588 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jan 9, 2018 (-1739 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to T• A••••••••• I•••left Jan 3, 2018, registered Jan 9, 2018 (6 days) · Other
- M••••• S•••••• to C••••••• S••••••••• I•••left Aug 10, 2017, registered Sep 1, 2017 (22 days) · Other
- E••••• J•••• to M••••• S••••••left Apr 20, 2016, registered Aug 29, 2016 (131 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to E••••• J••••left Sep 23, 2015, registered Oct 5, 2015 (12 days) · Other
Signals
- ••• LockedJan 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address