DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• D• R•••

I••••••••• W••••• N••••••• I•••i••••••••• wealthMorristown, Nj dual registrantIAPD 6148569

Feed of 09/14/2026

Also filed as Z•••••• D• R•••

At current firm

2 y

since Jun 28, 2024

In the industry

13 y

since Aug 23, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• N••••••• I••• i••••••••• wealth current
since Jun 28, 2024 · Morristown, Nj
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 24, 2021 to May 2, 2023 · Morristown, Nj
E•••••••• A•••••••• L•• national BD
Dec 16, 2019 to Jul 27, 2021 · Morristown, Nj
J••• M••••• S••••••••• L•• wirehouse
Sep 16, 2016 to Sep 6, 2018 · Ridgewood, Nj
W•••• F•••• A••••••• wirehouse
Oct 13, 2015 to Mar 18, 2016 · Morristown, Nj
P•••••• W••••• M••••••••• I••• unclassified
May 27, 2015 to Aug 24, 2015 · Hackensack, Nj
P••• A••••• S••••••••• L•• BD affiliated
Oct 29, 2014 to Mar 18, 2015 · Holmdel, Nj
M••••• S•••••• wirehouse
Aug 29, 2013 to Mar 14, 2014 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to I••••••••• W••••• N••••••• I•••
left May 2, 2023, registered Jun 28, 2024 (423 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 27, 2021, registered Nov 24, 2021 (120 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to E•••••••• A•••••••• L••
left Sep 6, 2018, registered Dec 16, 2019 (466 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Mar 18, 2016, registered Sep 16, 2016 (182 days) · Wirehouse to wirehouse
P•••••• W••••• M••••••••• I••• to W•••• F•••• A•••••••
left Aug 24, 2015, registered Oct 13, 2015 (50 days) · Other
P••• A••••• S••••••••• L•• to P•••••• W••••• M••••••••• I•••
left Mar 18, 2015, registered May 27, 2015 (70 days) · Other
M••••• S•••••• to P••• A••••• S••••••••• L••
left Mar 14, 2014, registered Oct 29, 2014 (229 days) · Other

Signals

Z•••••• D• R••• left F••••••• P••••••• A•• W•••••••• A••••••• for I••••••••• W••••• N••••••• I••• (registered 2024-06-28)
May 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address