RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• K• J••••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jun 16, 2021 · Temecula, Ca
- C••••••••• S••••••••• L•• BD affiliatedApr 9, 2019 to Dec 11, 2020 · Beverly Hills, Ca
- S•••••••• F••••••••• I••• formerJun 28, 2018 to Oct 12, 2018 · Beverly Hills, Ca
- T••••••• I••••••••• M••••••••• I••• BD affiliatedApr 29, 2013 to Aug 5, 2016 · Boulder, Co
- C••••••••• S••••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Dec 11, 2020, registered Jun 16, 2021 (187 days) · Other
- S•••••••• F••••••••• I••• to C••••••••• S••••••••• L••left Oct 12, 2018, registered Apr 9, 2019 (179 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to S•••••••• F••••••••• I•••left Aug 5, 2016, registered Jun 28, 2018 (692 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address