DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• J••••• L••••••••

V••• F•••••••• A•••••••• I•••BD affiliatedRichmond, Va dual registrantIAPD 6187703

Feed of 09/15/2026

Also filed as Dan L••••••••

At current firm

1 y

since Jan 2, 2025

In the industry

13 y

since Aug 21, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Jan 2, 2025 · Norfolk, Va
M••••••••• R••••••••• BD affiliated
May 19, 2023 to Jan 13, 2025 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 11, 2020 to May 16, 2023 · Norfolk, Va
T••••• A••••••• S•••••••• I••• BD affiliated
Jun 20, 2018 to Jul 17, 2020 · Norfolk, Va
M••••• S•••••• wirehouse
Jul 26, 2017 to May 22, 2018 · Virginia Beach, Va
T••• F•••••••• G••••• I••• independent RIA
Apr 11, 2016 to Oct 16, 2017 · Chesapeake, Va
U•• F•••••••• S••••••• I••• wirehouse
Sep 4, 2014 to Apr 4, 2016 · Norfolk, Va
I•••••••• C•••••• A••••••• former
Aug 28, 2013 to Aug 27, 2014 · Portsmouth, Va

Moves

a registration end followed by a registration begin elsewhere

M••••••••• R••••••••• to V••• F•••••••• A•••••••• I•••
left Jan 13, 2025, registered Jan 2, 2025 (-11 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••••• R•••••••••
left May 16, 2023, registered May 19, 2023 (3 days) · Other
T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 17, 2020, registered Aug 11, 2020 (25 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to T••••• A••••••• S•••••••• I•••
left May 22, 2018, registered Jun 20, 2018 (29 days) · Wirehouse to affiliated broker-dealer or bank
T••• F•••••••• G••••• I••• to M••••• S••••••
left Oct 16, 2017, registered Jul 26, 2017 (-82 days) · Other
U•• F•••••••• S••••••• I••• to T••• F•••••••• G••••• I•••
left Apr 4, 2016, registered Apr 11, 2016 (7 days) · Other
I•••••••• C•••••• A••••••• to U•• F•••••••• S••••••• I•••
left Aug 27, 2014, registered Sep 4, 2014 (8 days) · Other

Signals

D••••• J••••• L•••••••• left M••••••••• R••••••••• for V••• F•••••••• A•••••••• I••• (registered 2025-01-02)
Jan 13, 2025 · Advisor changed firm · fact
D••••• J••••• L•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••••••• R••••••••• (registered 2023-05-19)
May 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address