RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• H•••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 20, 2026 · Aberdeen, Nj
- J••• M••••• S••••••••• L•• wirehouseJun 2, 2017 to Aug 2, 2026 · Hazlet, Nj
- P•• W••••• M••••••••• BD affiliatedAug 17, 2016 to Jun 2, 2017 · Avenel, Nj
- P••• A••••• S••••••••• L•• BD affiliatedOct 22, 2015 to Jul 29, 2016 · Paramus, Nj
- J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••left Aug 2, 2026, registered Aug 20, 2026 (18 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Jun 2, 2017, registered Jun 2, 2017 (0 days) · Other
- P••• A••••• S••••••••• L•• to P•• W••••• M•••••••••left Jul 29, 2016, registered Aug 17, 2016 (19 days) · Other
- J••••• H••••••• left J••• M••••• S••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-08-20)Aug 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address