DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• R• M•••••••
Feed of 09/15/2026
Also filed as K•••• R Armstrong
At current firm
2 y
since Nov 8, 2023
In the industry
10 y
since Mar 7, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• P•••••• W••••• S•••••••• L•• BD affiliated currentsince Nov 8, 2023 · Sewickley, Pa
- M••••• S•••••• wirehouseJun 3, 2021 to Nov 22, 2023 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 30, 2016 to Jun 17, 2019 · Pittsburgh, Pa
- W••••••• F•••••••• S•••••••• I••• formerMay 5, 2016 to Jul 28, 2016 · Irwin, Pa
- P•• W••••• M••••••••• BD affiliatedMar 7, 2016 to Apr 15, 2016 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to K••••• P•••••• W••••• S•••••••• L••left Nov 22, 2023, registered Nov 8, 2023 (-14 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 17, 2019, registered Jun 3, 2021 (717 days) · Wirehouse to wirehouse
- W••••••• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 28, 2016, registered Aug 30, 2016 (33 days) · Other
- P•• W••••• M••••••••• to W••••••• F•••••••• S•••••••• I•••left Apr 15, 2016, registered May 5, 2016 (20 days) · Other
Signals
- K•••• R• M••••••• left M••••• S•••••• for K••••• P•••••• W••••• S•••••••• L•• (registered 2023-11-08)Nov 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address