M•••• S•••••••

E•••••• F•••••••• E••••••independent RIAMokena, IlIA-onlyIAPD 6235564

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••• M•••• M••••••••• M•••• S•••••••

At current firm

3 y

since Oct 3, 2022

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• F•••••••• E•••••• independent RIA current
since Oct 3, 2022 · Mokena, Il
L•• F•••••••• L•• BD affiliated
Apr 11, 2022 to Sep 20, 2022 · Plainfield, Il
J••• M••••• S••••••••• L•• wirehouse
Dec 20, 2021 to Apr 2, 2022 · Plainfield, Il
F••••• I••••••••• independent RIA
Mar 18, 2021 to Dec 8, 2021 · Plano, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 3, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Dec 4, 2014 to Jul 13, 2018 · Naperville, Il

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E•••••• F•••••••• E••••••
left Sep 20, 2022, registered Oct 3, 2022 (13 days) · RIA to RIA
J••• M••••• S••••••••• L•• to L•• F•••••••• L••
left Apr 2, 2022, registered Apr 11, 2022 (9 days) · Wirehouse to independent RIA · moved with a team
F••••• I••••••••• to J••• M••••• S••••••••• L••
left Dec 8, 2021, registered Dec 20, 2021 (12 days) · RIA to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••
left Mar 3, 2021, registered Mar 18, 2021 (15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Sep 20, 2022 · Advisor changed firm · fact
••• Locked
Apr 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address