RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• M•••••••••
- C••••••• P••••••• i••••••••• wealth currentsince Dec 19, 2021 · Overland Park, Ks
- B•••••••• W••••• M••••••••• L•• formerJul 13, 2023 to Sep 13, 2023 · Bloomington, Mn
- L•••••• I••••••••• A•••••••• L•• no RAUMAug 11, 2021 to Dec 31, 2021 · Minneapolis, Mn
- K••••• A••••••• S•••••••• L•• BD affiliatedAug 2, 2017 to Aug 2, 2021 · Bloomington, Mn
- G••••• R••••••••• P••••••• L•• institutionalJun 21, 2017 to Jul 24, 2017 · Edina, Mn
- I••••••••• F•••••••• P••••••• BD affiliatedJan 2, 2014 to Jun 21, 2017 · Edina, Mn
- B•••••••• W••••• M••••••••• L•• to no registered destinationleft Sep 13, 2023 · Departure, no registered destination
- L•••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Dec 31, 2021, registered Dec 19, 2021 (-12 days) · corporate re-registration, not a move
- K••••• A••••••• S•••••••• L•• to L•••••• I••••••••• A•••••••• L••left Aug 2, 2021, registered Aug 11, 2021 (9 days) · Other
- G••••• R••••••••• P••••••• L•• to K••••• A••••••• S•••••••• L••left Jul 24, 2017, registered Aug 2, 2017 (9 days) · Other
- I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••left Jun 21, 2017, registered Jun 21, 2017 (0 days) · Other · moved with a team
- J••••• J•••• M••••••••• no longer registered at B•••••••• W••••• M••••••••• L••; no later IA registration on IAPDSep 13, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address