DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P•••••• M••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 6240191

Feed of 09/15/2026

Also filed as M•••••• P•••••• M••••••

At current firm

9 y

since Apr 13, 2017

In the industry

12 y

since Nov 20, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Apr 13, 2017 · Greenwood Village, Co
P•• W••••• M••••••••• BD affiliated
May 12, 2016 to Feb 16, 2017 · Pittsburgh, Pa
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Nov 25, 2013 to Nov 19, 2015 · Boston, Ma
F•••••••• I••••••••• C••••••••• institutional
Nov 21, 2013 to Nov 19, 2015 · Pittsburgh, Pa
F•••••••• S••••••••• C•••• no RAUM
Nov 21, 2013 to Nov 19, 2015 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• M••••••••• to E•••••• A••••••• G••••• L••
left Feb 16, 2017, registered Apr 13, 2017 (56 days) · Other
F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Nov 19, 2015, registered Nov 25, 2013 (-724 days) · channel change inside one enterprise, not a move
F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
left Nov 19, 2015, registered Nov 21, 2013 (-728 days) · channel change inside one enterprise, not a move
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to P•• W••••• M•••••••••
left Nov 19, 2015, registered May 12, 2016 (175 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address