DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Stephen Muldoon
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael S Muldoon
At current firm
2 y
since Feb 13, 2024
In the industry
12 y
since Aug 6, 2014 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Schwab Wealth Advisory, Inc. no RAUM currentsince Feb 13, 2024 · Tysons Corner, Va
- Legacy Wealth Management Inc. independent RIAApr 11, 2023 to Aug 31, 2023 · Manassas, Va
- Grove Point Advisors, LLC formerJul 8, 2022 to Dec 22, 2022 · Ocean City, Md
- Spire Wealth Management, LLC BD affiliatedMar 10, 2020 to Mar 23, 2020 · Mclean, Va
- Td Ameritrade Investment Management, LLC formerMar 11, 2019 to Mar 11, 2020 · Fairfax, Va
- Td Ameritrade, Inc. formerMar 8, 2019 to Mar 11, 2020 · Tysons Corner, Va
- Spc Financial Inc formerNov 24, 2015 to Dec 22, 2017 · Rockville, Md
- Raymond James Financial Services Advisors, Inc BD affiliatedMay 21, 2015 to Jun 16, 2015 · Rockville, Md
- Ameriprise Financial Services, LLC national BDAug 6, 2014 to Apr 22, 2015 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Legacy Wealth Management Inc. to Schwab Wealth Advisory, Inc.left Aug 31, 2023, registered Feb 13, 2024 (166 days) · Other
- Grove Point Advisors, LLC to Legacy Wealth Management Inc.left Dec 22, 2022, registered Apr 11, 2023 (110 days) · Affiliated broker-dealer or bank to independent RIA
- Spire Wealth Management, LLC to Grove Point Advisors, LLCleft Mar 23, 2020, registered Jul 8, 2022 (837 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Mar 11, 2020, registered Mar 11, 2019 (-366 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Spire Wealth Management, LLCleft Mar 11, 2020, registered Mar 10, 2020 (-1 days) · RIA to affiliated broker-dealer or bank
- Spc Financial Inc to Td Ameritrade, Inc.left Dec 22, 2017, registered Mar 8, 2019 (441 days) · Other
- Raymond James Financial Services Advisors, Inc to Spc Financial Incleft Jun 16, 2015, registered Nov 24, 2015 (161 days) · Other
- Ameriprise Financial Services, LLC to Raymond James Financial Services Advisors, Incleft Apr 22, 2015, registered May 21, 2015 (29 days) · Other
Signals
- Michael Stephen Muldoon left Legacy Wealth Management Inc. for Schwab Wealth Advisory, Inc. (registered 2024-02-13)Aug 31, 2023 · Advisor changed firm · fact
- Michael Stephen Muldoon left Grove Point Advisors, Llc for Legacy Wealth Management Inc. (registered 2023-04-11)Dec 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address