DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joshua Clinton Spencer

Advisory Services Networkindependent RIAAtlanta, Ga IA-onlyIAPD 6315572

Feed of 09/14/2026

Also filed as Josh Clinton Spencer

At current firm

0 y

since May 20, 2026

In the industry

12 y

since Jun 20, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advisory Services Network independent RIA current
since May 20, 2026 · Spartanburg, Sc
Palmetto Private Wealth, LLC unclassified
Feb 2, 2024 to May 19, 2026 · Spartanburg, Sc
LPL Financial LLC BD affiliated
Apr 5, 2021 to Feb 12, 2024 · Spartanburg, Sc
First Citizens Investor Services, Inc. BD affiliated
Aug 20, 2018 to Apr 6, 2021 · Raleigh, Nc
Edward Jones national BD
Apr 10, 2017 to Aug 24, 2018 · Greenville, Sc
Wells Fargo Advisors wirehouse
Dec 23, 2016 to Apr 11, 2017 · Spartanburg, Sc
Edward Jones national BD
Jul 30, 2014 to Aug 25, 2015 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Palmetto Private Wealth, LLC to Advisory Services Network
left May 19, 2026, registered May 20, 2026 (1 days) · Other
LPL Financial LLC to Palmetto Private Wealth, LLC
left Feb 12, 2024, registered Feb 2, 2024 (-10 days) · Other
First Citizens Investor Services, Inc. to LPL Financial LLC
left Apr 6, 2021, registered Apr 5, 2021 (-1 days) · Affiliated broker-dealer or bank to another
Edward Jones to First Citizens Investor Services, Inc.
left Aug 24, 2018, registered Aug 20, 2018 (-4 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Edward Jones
left Apr 11, 2017, registered Apr 10, 2017 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Edward Jones to Wells Fargo Advisors
left Aug 25, 2015, registered Dec 23, 2016 (486 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Joshua Clinton Spencer left Palmetto Private Wealth, Llc for Advisory Services Network (registered 2026-05-20)
May 19, 2026 · Advisor changed firm · fact
Joshua Clinton Spencer left Lpl Financial Llc for Palmetto Private Wealth, Llc (registered 2024-02-02)
Feb 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address