DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• W•••••• K•••••

E•••••• F•••••••• E••••••independent RIAMadeira Beach, FlIA-onlyIAPD 6317082

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as C•••••• W•••••• K•••••

At current firm

0 y

since Apr 29, 2026

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• F•••••••• E•••••• independent RIA current
since Apr 29, 2026 · Madeira Beach, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 3, 2024 to Apr 27, 2026 · Saint Petersburg, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Sep 14, 2023 · Boston, Ma
S•••••••• A••••••• L•• national BD
May 21, 2018 to Jul 13, 2018 · Westlake, Tx
J••• M••••• S••••••••• L•• wirehouse
Aug 17, 2017 to Feb 2, 2018 · Colleyville, Tx
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Nov 5, 2015 to Jul 21, 2017 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••• F•••••••• E••••••
left Apr 27, 2026, registered Apr 29, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Sep 14, 2023, registered Jun 3, 2024 (263 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to S•••••••• A••••••• L••
left Feb 2, 2018, registered May 21, 2018 (108 days) · Wirehouse to affiliated broker-dealer or bank
N••••••••• M••••• I••••••••• S••••••••• to J••• M••••• S••••••••• L••
left Jul 21, 2017, registered Aug 17, 2017 (27 days) · Other

Signals

C•••••• W•••••• K••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for E•••••• F•••••••• E•••••• (registered 2026-04-29)
Apr 27, 2026 · Advisor changed firm · fact
C•••••• W•••••• K••••• left F••••••• P••••••• A•• W•••••••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-06-03)
Sep 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address