RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• K•••••
- E•••• S••••••••• L•• BD affiliated currentsince Jan 29, 2026 · Maitland, Fl
- E•• F•••••••• A••••••• independent RIAJan 17, 2019 to Aug 11, 2021 · Sandy Springs, Ga
- P••• A••••• S••••••••• L•• BD affiliatedNov 30, 2017 to Dec 7, 2018 · Alpharetta, Ga
- J••• M••••• S••••••••• L•• wirehouseMay 11, 2016 to Aug 23, 2017 · Atlanta, Ga
- E•••••• C•••••• M••••••••• L•• formerFeb 2, 2016 to May 11, 2016 · Alpharetta, Ga
- E••••• J•••• national BDSep 8, 2014 to Dec 8, 2015 · Marietta, Ga
- E•• F•••••••• A••••••• to E•••• S••••••••• L••left Aug 11, 2021, registered Jan 29, 2026 (1632 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to E•• F•••••••• A•••••••left Dec 7, 2018, registered Jan 17, 2019 (41 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to P••• A••••• S••••••••• L••left Aug 23, 2017, registered Nov 30, 2017 (99 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to J••• M••••• S••••••••• L••left May 11, 2016, registered May 11, 2016 (0 days) · Other
- E••••• J•••• to E•••••• C•••••• M••••••••• L••left Dec 8, 2015, registered Feb 2, 2016 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address