DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alexandra Ochev Sandberg
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Alexandra Sandberg
At current firm
2 y
since Apr 23, 2024
In the industry
12 y
since Jul 14, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Osborne Partners independent RIA currentsince Apr 23, 2024 · San Francisco, Ca
- Threadline Wealth independent RIAJul 26, 2022 to Feb 29, 2024 · San Francisco, Ca
- Advice And Planning Services BD affiliatedJul 30, 2018 to Mar 2, 2022 · San Francisco, Ca
- UBS Financial Services Inc. wirehouseSep 23, 2016 to Jul 26, 2018 · San Francisco, Ca
- Morgan Stanley wirehouseJan 28, 2016 to Sep 16, 2016 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Threadline Wealth to Osborne Partnersleft Feb 29, 2024, registered Apr 23, 2024 (54 days) · RIA to RIA
- Advice And Planning Services to Threadline Wealthleft Mar 2, 2022, registered Jul 26, 2022 (146 days) · Affiliated broker-dealer or bank to independent RIA
- UBS Financial Services Inc. to Advice And Planning Servicesleft Jul 26, 2018, registered Jul 30, 2018 (4 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley to UBS Financial Services Inc.left Sep 16, 2016, registered Sep 23, 2016 (7 days) · Wirehouse to wirehouse · moved with a team
Signals
- Alexandra Ochev Sandberg left Threadline Wealth for Osborne Partners (registered 2024-04-23)Feb 29, 2024 · Advisor changed firm · fact
- Alexandra Ochev Sandberg left Advice And Planning Services for Threadline Wealth (registered 2022-07-26)Mar 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address