DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• M••••••• S••••••

P•••••• A•••••• G••••• L••BD affiliatedMorristown, Nj IA-onlyIAPD 6362670

Feed of 09/15/2026

Also filed as A•••• M Crain

At current firm

0 y

since Jun 26, 2026

In the industry

12 y

since Aug 4, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Jun 26, 2026 · Plano, Tx
M•••••• A•••••• N•••••• BD affiliated
Apr 1, 2026 to Jun 26, 2026 · Dallas, Tx
T••••• W•••••• L••••• independent RIA
Feb 15, 2023 to Apr 24, 2026 · Scottsdale, Az
F••••• I••••••••• independent RIA
Aug 18, 2021 to Feb 13, 2023 · Plano, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 10, 2021 to Aug 12, 2021 · Dallas, Tx
P•••• S••••••••• L•• no RAUM
Apr 1, 2020 to Feb 12, 2021 · Tampa, Fl
F•••• C•••••• A••••••• S••••••• BD affiliated
Jan 2, 2019 to Apr 2, 2020 · Mildenahll Suffolk Ip28 7dd
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Mar 24, 2017 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Aug 20, 2014 to Dec 15, 2015 · Suffolk

Moves

a registration end followed by a registration begin elsewhere

M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••
left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
T••••• W•••••• L••••• to M•••••• A•••••• N••••••
left Apr 24, 2026, registered Apr 1, 2026 (-23 days) · RIA to affiliated broker-dealer or bank
F••••• I••••••••• to T••••• W•••••• L•••••
left Feb 13, 2023, registered Feb 15, 2023 (2 days) · RIA to RIA
M•• I•••••••• S•••••••• L•• to F••••• I•••••••••
left Aug 12, 2021, registered Aug 18, 2021 (6 days) · Affiliated broker-dealer or bank to independent RIA
P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Feb 12, 2021, registered Mar 10, 2021 (26 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• A••••••• S••••••• to P•••• S••••••••• L••
left Apr 2, 2020, registered Apr 1, 2020 (-1 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

A•••• M••••••• S•••••• left T••••• W•••••• L••••• for M•••••• A•••••• N•••••• (registered 2026-04-01)
Apr 24, 2026 · a•••••• firm change · fact
A•••• M••••••• S•••••• left F••••• I••••••••• for T••••• W•••••• L••••• (registered 2023-02-15)
Feb 13, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address