RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••••••• D•••••
- M•••••• W••••• M••••••••• L• independent RIA currentsince May 15, 2024 · St. Charles, Il
- A•••••• C•••••• M••••••••• I•• independent RIAMar 2, 2020 to May 8, 2024 · Southfield, Mi
- I•••••• A•••••••• I••• asset managerFeb 3, 2015 to Sep 5, 2018 · Downers Grove, Il
- E••••• J•••• national BDDec 8, 2014 to Dec 23, 2014 · Elburn, Il
- A•••••• C•••••• M••••••••• I•• to M•••••• W••••• M••••••••• L•left May 8, 2024, registered May 15, 2024 (7 days) · RIA to RIA
- I•••••• A•••••••• I••• to A•••••• C•••••• M••••••••• I••left Sep 5, 2018, registered Mar 2, 2020 (544 days) · Other
- E••••• J•••• to I•••••• A•••••••• I•••left Dec 23, 2014, registered Feb 3, 2015 (42 days) · Other
- J••••••• L••••••• D••••• left A•••••• C•••••• M••••••••• I•• for M•••••• W••••• M••••••••• L• (registered 2024-05-15)May 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address