DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lefone James
Feed of 09/15/2026
Also filed as Robert Lefone James
At current firm
0 y
since Jun 12, 2026
In the industry
11 y
since Oct 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Blackrock Investment Management, LLC asset manager currentsince Jun 12, 2026 · Princeton, Nj
- Federated Global Investment Management Corp. asset managerAug 17, 2021 to Jun 18, 2026 · Pittsburgh, Pa
- Mdt Advisers, A Division Of Federated Mdta LLC asset managerJan 22, 2015 to Jun 18, 2026 · Pittsburgh, Pa
- Federated Investment Counseling institutionalJan 14, 2015 to Jun 18, 2026 · Pittsburgh, Pa
- Federated Securities Corp. no RAUMJan 14, 2015 to Jun 18, 2026 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- Federated Investment Counseling to Mdt Advisers, A Division Of Federated Mdta LLCleft Jun 18, 2026, registered Jan 22, 2015 (-4165 days) · Other
- Federated Global Investment Management Corp. to Blackrock Investment Management, LLCleft Jun 18, 2026, registered Jun 12, 2026 (-6 days) · Other
- Mdt Advisers, A Division Of Federated Mdta LLC to Federated Global Investment Management Corp.left Jun 18, 2026, registered Aug 17, 2021 (-1766 days) · Other
- Federated Securities Corp. to Federated Investment Counselingleft Jun 18, 2026, registered Jan 14, 2015 (-4173 days) · Other
Signals
- Robert Lefone James left Federated Global Investment Management Corp. for Blackrock Investment Management, Llc (registered 2026-06-12)Jun 18, 2026 · Advisor changed firm · fact
- Robert Lefone James left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2021-08-17)Jun 18, 2026 · Advisor changed firm · fact
- Robert Lefone James left Federated Securities Corp. for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2015-01-22)Jun 18, 2026 · Advisor changed firm · fact
- Robert Lefone James left Federated Investment Counseling for Federated Securities Corp. (registered 2015-01-14)Jun 18, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address