RIA Intelligence

• J••• M••••• S••••••••• L•• wirehouse current
  since Jun 15, 2022 · Southlake, Tx
• A••••••• B••••• A•••••••• I••• other
  Mar 6, 2020 to May 25, 2022 · Irving, Tx
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Nov 21, 2018 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Oct 12, 2016 to Jul 13, 2018 · Westlake, Tx
• E••••• J•••• national BD
  Feb 11, 2015 to Oct 7, 2015 · Tempe, Az

• A••••••• B••••• A•••••••• I••• to J••• M••••• S••••••••• L••
  left May 25, 2022, registered Jun 15, 2022 (21 days) · Other
• F••••••• P••••••• A•• W•••••••• A••••••• to A••••••• B••••• A•••••••• I•••
  left Nov 21, 2018, registered Mar 6, 2020 (471 days) · Other
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
• E••••• J•••• to S•••••••• A••••••• L••
  left Oct 7, 2015, registered Oct 12, 2016 (371 days) · Affiliated broker-dealer or bank to another

• John Robinson left American Beacon Advisors, Inc. for J.P. Morgan Securities Llc (registered 2022-06-15)
  May 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address