DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••••• K•••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mn IA-onlyIAPD 6435353

Certified Financial Planner

Feed of 09/15/2026

Also filed as Nasimul H Khan

At current firm

1 y

since Sep 19, 2025

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 19, 2025 · Plymouth, Mn
T•• M••••• G••••• L•• independent RIA
Dec 5, 2024 to Sep 23, 2025 · Chicago, Il
M••••• G••••• A••••••• I••• independent RIA
Nov 7, 2019 to Dec 12, 2024 · Denver, Co
A••••••••• L••• other
Nov 30, 2018 to Oct 24, 2019 · Denver, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Sep 20, 2018 · Boston, Ma
S•••••••• A••••••• L•• national BD
Mar 11, 2016 to Jul 13, 2018 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

T•• M••••• G••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
left Sep 23, 2025, registered Sep 19, 2025 (-4 days) · RIA to affiliated broker-dealer or bank
M••••• G••••• A••••••• I••• to T•• M••••• G••••• L••
left Dec 12, 2024, registered Dec 5, 2024 (-7 days) · RIA to RIA
A••••••••• L••• to M••••• G••••• A••••••• I•••
left Oct 24, 2019, registered Nov 7, 2019 (14 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• L•••
left Sep 20, 2018, registered Nov 30, 2018 (71 days) · Other · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

N•••••• K••• left T•• M••••• G••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-09-19)
Sep 23, 2025 · Advisor changed firm · fact
N•••••• K••• left M••••• G••••• A••••••• I••• for T•• M••••• G••••• L•• (registered 2024-12-05)
Dec 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address